Compliance Monitoring Administrator -(Part-time)
* Monitor investment guideline and regulatory reports using internal monitoring systems.
* Review automated compliance reports and identify exceptions.
* Escalate any breaches, warnings or unusual findings.
* Maintain records of monitoring activities.
* Monitor investment restriction reports.
* Review issuer limits, liquidity limits & other automated monitoring reports
* Escalate any breaches to the Compliance team.
Good Excel skills are required